Compliance Officer
Salary:
Market Related
Location:
South Africa: Johannesburg
Duration:
Permanent
Consultant:
Sean Pypers
JobRef:
sa216920
Tel:
011 783 3570
Date posted:
2010/07/15
Compliance Officer
CTC: Market related
A fantastic opportunity has arisen at a leading provider of insurance and asset management services in the South African market for a Compliance Officer.
Your main responsibilities will include:
Liaising with the Regulators
Writing reports to management and various committees
Training of employees on compliance issues and new legislation
Establishing, updating Compliance Manual & Code of Ethics incorporating new legislation
Determine statutory and management requirements applicable to particular business areas
Drawing up and implementing Risk Management Plans.
Drawing up and implementing policies and procedures. eg.FICA, SSA, FAIS, etc.
Monitoring compliance with rules, laws, policies, procedures and limits
Assist HR with disciplinary proceedings
The successful candidate will possess:
B.Comm(Law), LL.B or equivalent degree
Currently registered with the FSB and has passed the SAIFM Compliance exams (particularly BESA and SAFEX)
2 - 3 years post graduate experience in law with additional compliance/compliance-related experience in the financial services industry of 2-3 years
Apply today:
If you are interested in this Compliance Officer position and you have the relevant experience, please forward your CV to Sean Pypers at sean.pypers@robertwalters.com or contact him on +27 (0)11 7833570.
UK based candidates call Shannon on +44(0) 2075098809 or email on Shannon.mcconnell@robertwalters.com